Frequently Asked Questions

$100,000

Pershing, LLC is the asset custodian for Capital Investment Companies. This is where all investments are held. Pershing, LLC is a wholly owned subsidiary of the Bank of New York Mellon Corporation (Symbol: BNY). Pershing is a member of FINRA, SEC, and SIPC. Please visit www.pershing.com/about/pershing-at-a-glance for more information.

My fees are comprehensive and include financial and goal planning, along with ongoing advice. If a third-party asset manager or other products such as mutual funds or ETFs are implemented, there are costs associated with these in addition to the quarterly advisory fee.

A full comprehensive plan discussing first and foremost what current topics are important to you. My plans are fairly simple and easy to understand. My plans are not 80 to 120 pages with 6 or 7 modules being covered all at one time, unless it is absolutely necessary. Rather, I focus on what is important to you (retirement, college savings, second home purchase) and show the likelihood of you being able to obtain these goals. I am able to cover this in 20 to 30 pages. I then come back and discuss other topics such as insurance, that may not be highest on the priority list, when we first engage.

Please visit my discussion on Investment Strategy on my front page.